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THE CURRENT debate in
the international labour movement over differing conceptions of
socialist democracy and the dictatorship of the proletariat is
the most deep-going since the years following the Russian
revolution of October 1917. It is a product of the growth of
workers’ struggles in the capitalist countries since 1968 and
of the anti-imperialist struggles, of the parallel crisis of
capitalism and the rule of the bureaucratic castes over the
bureaucratised workers states. It is likewise a product of the
awareness, inside the international working class, of Stalinism
and of bureaucracy in general. All these factors take the debate
out of the realm of more or less academic polemics into the
field of practical politics. A clear position on this question
is required to advance the socialist revolution in the
capitalist countries and the political revolution in the
bureaucratised workers states. It is therefore necessary for the
Fourth International to state its programmatic positions on this
subject. (red. International Viewpoint)
I. What is
the dictatorship of the proletariat?
The fundamental
difference between reformists and centrists of all varieties on
the one hand and revolutionary Marxists, i.e.,
Bolshevik-Leninists on the other hand, regarding the conquest of
state power, the need for a socialist revolution, the nature of
the proletarian state, and the meaning of the dictatorship of
the proletariat consists of:
a) The
recognition by revolutionary Marxists of the class nature of all
states and of the state apparatus as an instrument of
maintaining class rule. In that sense, all states are
dictatorships. Bourgeois democracy is also the dictatorship of a
class.
b) The illusion
propagated by the reformists and many centrists that
"democracy" or "democratic state
institutions" stand above classes and the class struggle,
and the rejection of that illusion by revolutionary Marxists.
c) The
recognition by revolutionary Marxists that the state
institutions of even the most democratic bourgeois states serve
to uphold the power and the rule of the capitalist class (and,
in addition, in the imperialist countries, the exploitation of
the people of the semi-colonial countries), and therefore cannot
be instruments with which to overthrow that rule and transfer
power from the capitalist class to the working class.
d) The
recognition by revolutionary Marxists that the destruction of
the bourgeois state apparatus, in the first place destruction of
its military/police repressive apparatus, is a necessary
prerequisite for the conquest of political power by the working
class.
e) The
recognition by revolutionary Marxists of the necessity for the
development of the consciousness and mass organisation of the
workers in order to carry through the expropriation of the
bourgeoisie and consolidate the dictatorship of the proletariat.
f) The
necessary conclusion drawn by revolutionary Marxists as a
consequence: that the working class by itself can exercise state
power directly only within the framework of state institutions
of a type different from those of the bourgeois state, state
institutions arising out of sovereign and democratically elected
and centralised workers councils (soviets), with the fundamental
characteristics outlined by Lenin in State and Revolution - the
election of all functionaries, judges, commanders of the workers
or workers and peasants militias, and all delegates representing
the toilers in state institutions; rotation of elected
officials; restriction of their income to that of skilled
workers; the right to recall them at all times; simultaneous
exercise of legislative and executive power by soviet-type
institutions; drastic reduction of the number of permanent
functionaries and greater and greater transfer of administrative
functions to bodies run by the mass of the concerned toilers
themselves. In other words, a soviet type representative
democracy, as opposed to the parliamentary type, with
increasingly wide-ranging forms of direct democracy.
As Lenin
stated, the workers state is the first state in human history
that upholds the rule of the majority of the population against
exploitative and oppressive minorities. "Instead of the
special institutions of a privileged minority (privileged
officialdom, the chiefs of the standing army), the majority
itself can directly fulfil all these functions, and the more the
functions of a state power are performed by the people as a
whole, the less need there is for the existence of this
power." (State and Revolution, Collected Works, Vol. 25,
pp. 419-420.) Thus, the dictatorship of the proletariat in the
programmatic sense of the word is by no means contradictory with
workers democracy: "By its very essence, the dictatorship
of the proletariat can and must be the utmost flowering of
proletarian democracy" (L. Trotsky, Oeuvres, Vol. V, pp.
206-7.)
The concept of
the dictatorship of the proletariat, which summarises all these
points, is a basic part of the Marxist theory of the state, of
the proletarian revolution, and of the process toward building a
classless society. The word "dictatorship" has a
concrete meaning in that context: it is a mechanism for the
disarmament and expropriation of the bourgeois class and the
exercise of state power by the working class, a mechanism to
prevent any reestablishment of bourgeois state power or of
private property in the means of production, and thus any
re-introduction of the exploitation of wage-earners by
capitalists.
But it in no
way means dictatorial rule over the vast majority of people. The
founding congress of the Communist International states
explicitly that "proletarian dictatorship is the forcible
oppression of the resistance of the exploiters, i.e. , an
insignificant minority of the population, the landowners and
capitalists. It follows that proletarian dictatorship must
inevitably entail not only a change in democratic forms and
institutions, generally speaking, but precisely such a change as
provides an unparalleled extension of the enjoyment of democracy
by those oppressed by capitalism - the toiling classes ... all
this implies and presents to the toiling classes, i.e., the vast
majority of the population, greater practical opportunities for
enjoying democratic rights and liberties than ever existed
before, even approximately, in the best and the most democratic
bourgeois republics." ("Theses and Report on Bourgeois
Democracy and the Dictatorship of the Proletariat", Lenin,
Collected Works, Vol. 28, pp. 464-5.)
Such a state is
only a state, in the traditional sense of the word, during the
period when it is necessary to "violently repress the
resistance of the class that has lost political power."
That is the period in which Marxist tradition has called the
state dictatorship of the proletariat. "From its inception,
the regime of the dictatorship of the proletariat ceases
therefore to be that of a state in the old meaning of the word
that is a machine made to keep the majority of the people
subservient. Along with weapons, material force passes directly,
immediately, into the hands of workers organisations such as the
soviets." And this state, "a bureaucratic apparatus,
begins to wither away from the first day of the dictatorship of
the proletariat. Thus speaks the programme, unchanged to this
day" Trotsky wrote in Revolution Betrayed.
It is clear
that if this sort of evolution towards the withering away of the
state does not take place, when the resistance of the bourgeois
class has been broken within the new workers state, and if,
instead, a process of bureaucratisation develops, then we are
not dealing with a "strengthening of the dictatorship of
the proletariat" but with its degeneration towards
bureaucratic state forms.
It follows that
we reject the allegation by the reformists and many centrists -
influenced on this point by bourgeois ideology, or apologists of
the Stalinist dictatorship - that the basic difference between
proponents and adversaries of the dictatorship of the
proletariat lies either in the defence of a one-party system by
the former and its rejection by the latter, or in defending the
need to severely restrict or even suppress democratic freedoms
on the part of the former and the staunch defence of those
freedoms by the latter. The argument is all the more
hypocritical in the light of historical evidence which shows the
willingness of reformists to severely restrict the democratic
freedom of the masses when they threaten to overthrow the
bourgeois order, even using police and military repression to
that end (Noske!), and their inability and unwillingness to
effectively defend democratic freedom even within bourgeois
society against ultra-right threats, inasmuch as such a defence
involves mass mobilisation on the broadest scale, including
arming of the masses.
Against the
open programmatic revisionism of many communist parties and
centrist formations, the Fourth International defends these
classical concepts of Marx and Lenin. A socialist society is not
possible without the collective ownership of the means of
production and the social surplus product, economic planning and
administration by the working class as a whole through
democratically centralised workers councils, i.e., planned
management by the toilers. No such socialisation is possible
unless the capitalists are economically and politically
expropriated and state power is wielded by the working class. No
fully developed socialist society can emerge within the narrow
boundaries of the nation state.
Especially
after the tragic Chilean experience, which confirmed so many
previous lessons of history, the reformist concept now shared by
the communist parties of capitalist Europe, the Japanese CP, and
several other CPs as well as centrist formations and the social
democrats, according to which the labour movement can fully
attain its goals within the framework of bourgeois parliamentary
institutions, through reliance on parliamentary elections and
gradual conquest of "positions of state power" within
these institutions, must be energetically opposed and denounced
for what it is: it is a cover-up for abandonment of the struggle
for the conquest of state power by the proletariat; a cover-up
for abandonment of the struggle for the expropriation of the
bourgeoisie, for abandonment of a policy of consistent defence
of the class interests of working class; a substitution of
ever-more systematic class collaboration with the bourgeoisie
for the policy of consistent class struggle; a disarming of the
proletariat in the face of violence unleashed by the capitalist
class; and, consequently, a growing tendency to capitulate to
the class interests of the bourgeoisie at moments of decisive
economic, political and social crisis. Far from reducing the
"costs of social transformation" or from ensuring a
peaceful, albeit slower, transition to socialism, this policy,
if it should decisively determine the political attitude of the
toilers in a period of unavoidable overall class confrontation,
can only lead to bloody defeats and mass slaughters of the
German, Spanish, Indonesian, and Chilean type (in the German
case, additionally caused by the criminal ultra-left
"social-fascism" theory and practice of the
Comintern).
II.
Workers-council power and the extension of democratic rights for
the toiling masses
The
dictatorship of the proletariat in its complete form, workers’
democracy, means the exercise of state-power by democratically
elected soviets, workers’ councils. Marx’s and Lenin’s
whole critique of the limitations of bourgeois democracy is
based on the fact that private property and capitalist
exploitation (i.e., social and economic inequality), coupled
with the specific class structure of bourgeois society
(atomisation and alienation of the working class, legislation
defending private property, function of the repressive
apparatus, etc.) result in the violent restriction of the
practical application of democratic rights and the practical
enjoyment of democratic freedoms by the big majority of the
toiling masses, even in the most democratic bourgeois regimes.
The logical
conclusion flowing from this critique is that workers’
democracy must be superior to bourgeois democracy not only in
the economic and social sphere - such as the right to work, a
secure existence, free education, leisure time, etc. - but also
because it increases the democratic rights enjoyed by the
workers and all layers of toilers in the political and social
sphere. To grant a single party or so-called "mass
organisations" or "professional associations"
(like writers’ associations) controlled by that single party,
a monopoly of access to the printing presses, radio, television,
and other mass media, to assembly halls, etc., would, in fact,
restrict and not extend the democratic rights of the proletariat
compared to those enjoyed under contemporary bourgeois
democracy. The right of toilers, including those with dissenting
views, to have access to the material means of exercising
democratic freedoms (freedom of the press, of assembly, of
demonstration, the right to strike, etc.) is essential, as is
the independence of the trade unions from the state and from
control by the ruling party or parties.
Therefore, an
extension of democratic rights for the toilers beyond those
already enjoyed under conditions of advanced bourgeois democracy
is incompatible with the restriction of the right to form
political groupings, tendencies, or parties on programmatic or
ideological grounds.
Moreover,
self-activity and self administration by the toiling masses
under the dictatorship of the proletariat will take on many new
facets and extend the concepts of "political
activity", "political parties", "political
programmes", and "democratic rights" far beyond
anything characteristic of political life under bourgeois
democracy. This applies not only to the combined flowering of
more advanced forms of council democracy (congress of councils,
with growing manifestations of direct democracy, with political
instruments like referendums on specific questions being used to
enable the mass of the toilers to decide directly on a whole
number of key questions of policy. It applies also and
especially to the very content of "politics".
Under
capitalism and even beyond it, under pre-capitalist forms of
commodity production, it is the law of value, i.e., objective
economic laws operating independently of the will of men and
women, which basically regulates economic life. The socialist
revolution implies the possibility of a giant leap forward
towards a conscious regulation of humanity’s economic and
social destiny instead of a blind anarchic one. While this
process can only come to full and harmonious completion in a
worldwide socialist society, it starts with conscious planning
of the socialised economy during the transition period between
capitalism and socialism, in the epoch of the dictatorship of
the proletariat. While the influence of the law of value cannot
be completely eliminated during that period, its domination must
be overcome or the economy cannot be planned.
But planning
means allocation of economic resources according to socially
established priorities instead of according to blind market
forces and the rule of profit. Who will establish these
priorities, which involve the well-being of tens and hundreds of
millions of human beings and whose implications, consequences,
and results in turn influence the behaviour of the mass of the
producers and the toilers?
Basically,
there are only two mechanisms which can be substituted for the
rule of the law of value: either bureaucratic choices imposed
upon the mass of the producers/consumers from the top (whatever
their origin and character may be, from benign technocratic
paternalism to extreme arbitrary despotism of Stalin’s type),
or choices made by the mass of the producers themselves, through
the mechanism of democratically centralised workers’ power,
i.e., through the mechanism of socialist.
Basically,
there are only two mechanisms which can be substituted for the
rule of the law of value: either bureaucratic choices imposed
upon the mass of the producers/consumers from the top (whatever
their origin and character may be, from benign technocratic
paternalism to extreme arbitrary despotism of Stalin’s type),
or choices made by the mass of the producers themselves, through
the mechanism of democratically centralised workers’ power,
i.e., through the mechanism of socialist democracy. This will be
the main content of political debate and struggle, of socialist
democracy under the dictatorship of the proletariat.
Experience has
shown that the first mechanism is extremely wasteful and
inefficient. This is true not only because of direct waste of
material resources and productive capacities and great
dislocations in the plan, but also and especially because of the
systematic stifling of the creative and productive potential of
the working class. Theoretical and empirical analysis concurs in
the conclusion that the second mechanism can and will greatly
reduce these shortcomings. In any case, it is the only one
permitting a gradual transition to that which is the goal of the
dictatorship of the proletariat: a classless socialist community
of self-administering producers and consumers.
Experience has,
however, also shown that this mechanism of democratically
centralised workers’ power through a system of workers’
councils cannot master all the social and economic
contradictions of the building of socialism without the
existence of instruments independent of the soviet state
apparatus which act as a counterweight. Independent trade unions
and a labour law guaranteeing the right to strike are essential
in this sense to guarantee a defence of the needs of the workers
and their standard of living against any decision taken by
workers’ councils, particularly against any arbitrary and
bureaucratic move of the management bodies. The Hungarian
experience of 1956, the Czechoslovak experience of 1968 and the
Polish experience since 1980 also confirm that this is a
fundamental concern of the proletariat that has gone through the
experience of bureaucratic dictatorship. Although in principle
revolutionary Marxists recommend the organisation of the working
class in a single democratic trade union, the right to trade
union pluralism must not be challenged. Not simultaneously
holding central leadership responsibilities in a trade union and
a party is an element of trade union independence.
Building a
classless socialist society also involves a gigantic process of
remoulding all aspects of social life. It involves constant
change in the relations of production, in the mode of
distribution, in the labour process, in the forms of
administration of the economy and society, and in the customs,
habits, and ways of thinking of the great majority of people. It
involves the fundamental reconstruction of all living
conditions: reconstruction of cities, complete revolution in the
education system, restoration and protection of the ecological
equilibrium, technological innovations to conserve scarce
natural resources, etc.
Previously the
highest acquisitions of culture have been the property of the
ruling class, with special prerogatives and privileges accruing
to the intelligentsia. Members of this special grouping function
as transmitters and developers of science, art, and the
professions for the ruling class.
That
intelligentsia will gradually disappear as the masses
progressively appropriate for themselves the full cultural
heritage of the past and begin to create the culture of the
classless society. In this way the distinction between
"manual" and "intellectual" labour will
disappear, each individual being able to develop their own
capacities and talents.
All these
endeavours, for which humanity possesses no blueprints, will
give rise to momentous ideological and political debates and
struggles. Different platforms on these issues will play a very
important role. Any restriction of these debates and movements,
under the pretext that this or that platform
"objectively" reflects bourgeois or petty-bourgeois
pressure and interests and "if logically carried out to the
end", could "lead to the restoration of
capitalism", can only hinder the emergence of a consensus
around the most effective solutions from the point of view of
building socialism, i.e. from the point of view of the overall
class interests of the proletariat, as opposed to sectoral
interest.
It should be
pointed out that important struggles will continue throughout
the process of building a classless society, struggles that
concern social evils that are rooted in class society but will
not disappear immediately with the elimination of capitalist
exploitation or wage labour. The oppression of women, the
oppression of national and racial minorities, the oppression and
alienation of youth, and discrimination against homosexuals are
archetypes of such problems that are not reducible to "the
class struggle of the proletariat against the bourgeoisie"
unless one challenges their Marxist and materialist definition,
as various Maoist and ultra-left currents do.
Political
freedom under socialist democracy therefore also implies freedom
of organisation and action for independent women’s liberation,
national liberation, and youth movements, i.e. movements broader
than the working class in the scientific sense of the word.
The
revolutionary party will be able to win political leadership in
these movements and to ideologically defeat various reactionary
ideological currents not through administrative or repressive
measures but, on the contrary, only by promoting the broadest
possible mass democracy and by uncompromisingly upholding the
right of all tendencies to defend their opinions and platforms
before society as a whole.
Furthermore it
should be recognised that the specific form of the workers state
implies a unique dialectical combination of centralisation and
decentralisation. The withering away of the state, to be
initiated from the inception of the dictatorship of the
proletariat, expresses itself through a process of gradual
devolution of the right of administration in broad sectors of
social activity (health system, educational system,
postal-railway-telecommunications systems, etc.)
internationally, nationally, regionally, and locally (communes)
to organs of self-management. The central congress of workers’
councils, i.e. the proletariat as a class, will only decide, by
majority vote, what share of society’s overall material and
human resources should be allocated to each of these sectors.
This implies forms of debate and political struggle that cannot
be reduced to simplistic and mechanical "class struggle
criteria".
Finally, in the
building of a classless society, the participation of millions
of people not only in a more or less passive way through their
votes, but also in the actual administration of various levels,
cannot be reduced to a workerist concept of considering only
workers "at the point of production" or in the
factories as such. Lenin said that in a workers state, the vast
majority of the population would participate directly in the
exercise of "state functions." This means that the
soviets on which the dictatorship of the proletariat will be
based are not only factory councils, but bodies of
self-organisation of the masses in many spheres of social life,
including factories, commercial units, hospitals, schools,
transport and telecommunication centres, and neighbourhoods
(territorial units). This is indispensable in order to integrate
into the conscious and active proletariat it’s most dispersed
and often poorest and most oppressed layers, such as women,
oppressed nationalities, youth, workers in small shops, old-age
pensioners, etc. It is also indispensable to cementing the
alliance between the working-class and the toiling petty
bourgeoisie. This alliance is decisive in winning and holding
state power and in reducing the social costs both of a
victorious revolution and of the building of socialism.
One of the
institutional guarantees of the development of socialist
democracy is the establishment of correct relations between the
organs of this democracy and the apparatuses of the state
administration, at all levels and in all fields: political,
cultural, educational, military, etc. Socialist democracy is
impossible if the purview of these apparatuses is not strictly
delineated, if their powers are not reduced to a strict and
indispensable minimum and if they are not thoroughly
subordinated to the organs of socialist democracy (the
councils). The councils should have full sovereignty over the
strategic and tactical decisions in their purview. The
administrative apparatuses should be responsible for the
implementation of these decisions and nothing more.
Administrative
officers should be selected on the basis of technical competence
and professional experience criteria. They should not be
appointed by the higher echelons of the administration, but by
the corresponding councils, and should remain subject to recall
by these councils.
III. Class
struggle under capitalism, the struggle for democratic rights,
and the emergence of the dictatorship of the proletariat
The ruling
class utilises all the ideological means at its disposal to
identify bourgeois parliamentary institutions with the
consolidation of democratic rights of the toilers. In Western
Europe, North America, Japan, and Australia, for instance, the
capitalist rulers seek to appear as champions of
"democracy" in the eyes of the workers and plebeian
masses, an outlook which has been strengthened by the negative
experiences of fascism and Stalinism.
One of the key
components of the struggle for winning the masses to socialist
revolution, to the dictatorship of the proletariat, consists of
responding to their democratic aspirations, of expressing them
adequately, and thus counteracting the strenuous efforts of, the
reformists to co-opt the struggle for democratic demands and
divert it into the blind alley of bourgeois parliamentary
institutions.
Whatever
democratic rights the masses enjoy under capitalism - from the
right to free speech, to the right to organise labour unions and
workers’ parties, to the right to universal franchise and free
abortion - have been won by them through struggle. Revolutionary
Marxists fight for the broadest possible democratic rights under
capitalism. The greater the degree of democratic rights, the
greater the possibilities for the workers and their allies to
struggle for their interests and to improve the relationship of
class forces for the proletariat, in preparation for the
showdown struggles with the capitalists for power.
It is in the
class interests of the workers to fight to defend every conquest
of the masses, including democratic rights, against capitalist
reaction. History has shown that the working class is the only
class that can consistently do so, and that the workers united
front is the best instrument for successfully organising such a
fight against the threat of fascist or military dictatorships.
Likewise, in the fight against capitalist reaction, we place no
confidence in the capitalist state or any of its institutions.
Every restriction by the capitalist state on democratic rights
will inevitably be used tenfold against the working class and
especially its revolutionary wing. Fascism, like any other
attempt to impose an authoritarian regime, can only be stopped
by independent mass mobilisations by a united working class and
its allies, in consciously-led united front mass struggles.
Capitalism in
its decay breeds reaction. The extent of democratic rights and
freedoms enjoyed by the masses at any particular time in a given
country are determined by the relationship of class forces.
In the
imperialist epoch, given the increased polarisation between the
classes, the long-term tendency for capitalism in the
imperialist epoch is to restrict democratic rights.
This is
especially true the more a given capitalist class finds itself
in economic and social crisis, and the smaller are its material
bases and reserves. Today this can be seen most clearly in the
many brutal dictatorships in semi-colonial countries.
The task of
wresting leadership from the reformists as
"representatives" of the democratic aspirations of the
masses is thus crucial for revolutionary Marxists. Obviously,
programmatic clarification and propaganda, especially the
struggle against reformist and parliamentary illusions,
important as they are, are insufficient to achieve this
objective. The masses learn through their practical daily
experience; hence the importance of going through this daily
experience with them and drawing the correct lessons from it.
As the class
struggle sharpens, the workers will increasingly challenge the
authority and prerogatives of the ruling class on all levels.
The workers themselves, through their own organisations - from
union and factory committees and organs for workers’ control,
to workers’ councils (soviets) - will begin to assert more and
more economic and political decision-making authority, and
thereby they will gain confidence in their power to overthrow
the bourgeois state. In this same process, in order to carry out
their struggles more effectively, with the broadest mass
involvement, the workers will see the need for the most
democratic forms of organisation.
Through this
experience of struggle and participation in their own
democratically run organisations, the masses will experience
more freedom of action and more liberty in the broadest sense of
the word than they ever exercised in the institutional framework
of bourgeois parliamentary democracy. This is an indispensable
link in the chain of events leading from capitalist rule to the
conquest of power by the proletariat. It will also be a vital
experience to draw upon in establishing the democratic norms of
the workers state. Self-organisation of the proletariat in the
course of the class struggle - from democratic strikers’
assemblies and democratically elected strike committees to a
generalised system of dual power - therefore is the best school
of proletarian democracy under the dictatorship of the
proletariat.
IV.
One-party and multi-party systems
Without full
freedom to organise political groups, tendencies, and parties,
no full flowering of democratic rights and freedoms for the
toiling masses is possible under the dictatorship of the
proletariat. By their free vote, the workers and poor peasants
indicate themselves what parties they want to be part of the
soviet system. In that sense, the freedom of organisation of
different groups, tendencies, and parties is a precondition for
the exercise of political power by the working class. "The
democratisation of the soviets is impossible without
legalisation of soviet parties." (Transitional Programme of
the Fourth International.) Without such freedom, unrestrained by
ideological restrictions, there can be no genuine,
democratically elected workers’ councils, nor the exercise of
real power by such workers’ councils.
Restrictions of
that freedom would not be restrictions of the political rights
of the class enemy but restrictions of the political rights of
the proletariat. That freedom is likewise a precondition for the
working class collectively as a class arriving at a common or at
least a majority viewpoint on the innumerable problems of
tactics, strategy, and even theory (programme) that are involved
in the titanic task of building a classless society under the
leadership of the traditionally oppressed, exploited, and
downtrodden masses. Unless there is freedom to organise
political groups, tendencies, and parties, there can be no real
socialist democracy.
Revolutionary
Marxists reject the substitutionist, paternalistic, elitist, and
bureaucratic deviation from Marxism that sees the socialist
revolution, the conquest of state power, and the wielding of
state power under the dictatorship of the proletariat, as a task
of the revolutionary party acting "in the name" of the
class or, in the best of cases, "with the support of"
the class.
If the
dictatorship of the proletariat is to mean what the very words
say, and what the theoretical tradition of both Marx and Lenin
explicitly contain, i.e., the rule of the working class as a
class (of the "associated producers"); if the
emancipation of the proletariat can be achieved only through the
activity of the proletariat itself and not through a passive
proletariat being "educated" for emancipation by
benevolent and enlightened revolutionary administrators, then it
is obvious that the leading role of the revolutionary party both
in the conquest of power and in the building of a classless
society can only consist of leading the mass activity of the
class politically, of winning political hegemony in a class that
is increasingly engaged in independent activity, of struggling
within the class for majority support for its proposals, through
political and not administrative or repressive means.
Under the
dictatorship of the proletariat in its complete form, state
power is exercised by democratically elected workers’
councils. The revolutionary party fights for a correct political
line and or political leadership within these workers’
councils, not to substitute itself to them. Party and state
remain entirely separate and distinct entities. But genuinely
representative, democratically elected workers’ councils can
exist only if the masses have the right to elect whomever they
want without distinction, and without restrictive preconditions
as to the ideological or political convictions of the elected
delegates. (This does not apply, of course, to parties engaged
in armed struggle against the workers state, i.e., to conditions
of civil war, or to conditions of the revolutionary crisis and
armed insurrection itself, to which this resolution refers in a
later point). Likewise, workers’ councils can function
democratically only if all the elected delegates enjoy the right
to form groups, tendencies, and parties, to have access to the
mass media, to present their different platforms before the
masses, and to have them debated and tested by experience. Any
restriction of party affiliation restricts the freedom of the
proletariat to exercise political power, i.e., restricts
workers’ democracy, which would be contrary to the historical
interests of the working class, to the need to consolidate
workers’ power, to the interests of world revolution and of
building socialism.
Obviously such
rights will not be recognised for parties, groups or individuals
involved in a civil war or armed actions against the workers
state. Neither do such freedoms include the right to organise
actions or demonstrations of a racist character or in favour of
national or ethnic oppression.
In no way does
the Marxist theory of the state entail the concept that a
one-party system is a necessary precondition or feature of
workers’ power, a workers state, or the dictatorship of the
proletariat. In no theoretical document of Marx, Engels, Lenin,
or Trotsky, and in no programmatic document of the Third
International under Lenin, did such a proposal of a one party
system ever appear. The theories developed later on, such as the
crude Stalinist theory that throughout history social classes
have always been represented by a single party, are historically
wrong and serve only as apologies for the monopoly of political
power usurped by the Soviet bureaucracy and its ideological
heirs in other bureaucratised workers states, a monopoly based
upon the political expropriation of the working class.
History -
including the convulsions in the People’s Republic of China,
in Poland, Yugoslavia, Grenada and Nicaragua - has on the
contrary confirmed the correctness of Trotsky’s position that
"classes are heterogeneous; they are torn by inner
antagonisms, and arrive at the solution of common problems no
otherwise than through an inner struggle of tendencies, groups
and parties.... An example of only one party corresponding to
one class is’ not to be found in the whole course of political
history - provided, of course, you do not take the police
appearance for the reality." (The Revolution Betrayed, p.
267.) This was true for the bourgeoisie under feudalism. It is
true for the working class under capitalism. It will remain true
for the working class under the dictatorship of the proletariat
and in the process of building socialism.
If one says
that only parties and organisations that have no bourgeois (or
petty-bourgeois?) programme or ideology, or are not
"engaged in anti-socialist or anti-soviet propaganda and/or
agitation" are to be legalised, how is one to determine the
dividing line? Will parties with a majority of working-class
members but with a bourgeois ideology be forbidden? How can such
a position be reconciled with free elections for workers’
councils? What is the dividing line between "bourgeois
programme" and "reformist ideology"? Must
reformist parties then be forbidden as well? Will social
democracy be suppressed?
It is
unavoidable that on the basis of historical traditions,
reformist influence will continue to survive in the working
class of many countries for a long period. That survival will
not be shortened by administrative repression; on the contrary,
such repression will tend to strengthen it. The best way to
fight against reformist illusions and ideas is through the
combination of ideological struggle and the creation of the
material conditions for the disappearance of these illusions.
Such a struggle would lose much of its efficacy under conditions
of administrative repression and lack of free debate and
exchange of ideas.
If the
revolutionary party agitates for the suppression of social
democratic or other reformist formations, it will be a thousand
times more difficult to maintain freedom of tendencies and
toleration of factions within its own ranks. The political
heterogeneity of the working class would then inevitably tend to
reflect itself within the single party.
Thus, the real
alternative is not either freedom for those with a genuine
socialist programme (who ideologically and programmatically
support the soviet system) or freedom for all political parties.
The real choice is: either genuine workers’ democracy with the
right of the toiling masses to elect whomever they want to the
soviets and freedom of political organisation of all those who
abide by the soviet constitution in practice (including those
who do not ideologically support the soviet system), or a
decisive restriction of these political rights of the working
class itself, with all the consequences flowing there from.
Systematic restriction of political parties leads to systematic
restriction of freedom within the revolutionary vanguard party
itself.
When we say
that we are in favour of a legalisation of all soviet parties,
i.e. of those that abide by the soviet constitution in practice,
this does not imply that we in any case underestimate the
political confusion, errors, and even partial defeats which the
propagation of wrong programmes and alien class influences upon
the toiling masses by such parties could and will provoke under
conditions of the dictatorship of the proletariat. Even more
obviously do we not call upon the workers to build parties upon
the basis of what we consider wrong programmes, platforms, or
policies, nor do we advocate the creation of such parties. We
only state that the artificial administrative suppression of
such parties - artificial inasmuch as they continue to reflect
currents among the masses even if they are legally suppressed -
far from reducing these dangers, increases them. The political,
ideological, and cultural homogenisation of the working class,
bringing the great majority of its members up to the point where
they are capable of substituting a free community of
self-administered citizens to the survival of a state machine
(i.e., able to achieve the building of socialism and the
withering away of the state) is a gigantic historical task. It
is not only linked to obvious material preconditions. It
involves also a specific political training: "The existence
of critically-minded people, opponents, dissidents, discontented
and reactionary elements, gives the revolution life and
strength. The confrontation of differences and polemics develop
’the ideological and political muscles’ of the people. It is
a permanent form of exercising, an antidote to paralysis and to
passivity." (Tomas Borge Speaks, Granma, weekly French
edition, October 7, 1984)
Likewise, Fidel
Castro had polemicised against Escalante, saying: the revolution
must be a school of unfettered thought. Even if practice
continuity of Marxism on the subject and must be defended tooth
and nail against all who would deny them.
Historical
experience confirms that outside of conditions of genuine
workers’ democracy, this process of training the masses for
self-administration can only be retarded or even reversed, as it
obviously has been in the USSR. Historical experience has also
confirmed that no genuine workers’ democracy is possible
without political pluralism.
V. What do
political parties represent?
Revolutionary
Marxists reject all spontaneist illusions according to which the
proletariat is capable of solving the tactical and strategic
problems posed by the need to overthrow capitalism and the
bourgeois state and to conquer state power and build socialism
by spontaneous mass actions without a conscious vanguard and an
organised revolutionary vanguard workers’ party, based upon a
revolutionary programme confirmed by history, with cadres
educated on the basis of that programme and tested through long
experience in the living class struggle.
The argument of
anarchist origin, also taken up by ultra-left
"councilist" currents, according to which political
parties by their very nature are "liberal-bourgeois"
formations alien to the proletariat and have no place in
workers’ councils because they tend to usurp political power
from the working class, is theoretically incorrect and
politically harmful and dangerous. It is not true that political
groupings, tendencies, and parties come into existence only with
the rise of the modern bourgeoisie. In the fundamental (not the
formal) sense of the word, they are much older. They came into
being with the emergence of forms of government in which
relatively large numbers of people (as opposed to small village
community or tribal assemblies) participated in the exercise of
political power to some extent, while social and especially (but
not only) class antagonisms had already arisen (e.g., under the
urban democracies of antiquity and of the Middle Ages), i.e.,
they coincide with the existence of social conflicts based upon
conflicting material interests. These are not necessarily
limited to conflicting interests between antagonistic social
classes. They can also express conflicting material interests
within a given social class.
Political
parties in that real (and not formal) sense of the word are a
historical phenomenon the contents of which have obviously
changed in different epochs, as occurred in the great
bourgeois-democratic revolutions of the past (especially, but
not only, in the great French revolution). The proletarian
revolution will have a similar effect. They will survive as long
as conflicts based on material interests or social orientation
survive, i.e. until the final building of a fully developed
classless socialist society. It can be predicted confidently
that under genuine workers’ democracy parties will receive a
much richer and much broader content and will conduct mass
political struggles of a much broader scope and with much
greater mass participation than anything that has occurred up to
now under the most advanced forms of bourgeois democracy. Many
of these parties will be new, i.e., not simple continuations or
remnants of parties existing under bourgeois democracy.
In fact, as
soon as political decisions go beyond a small number of routine
questions that can be taken up and solved by a restricted number
of people, any form of democracy implies the need for structured
and coherent options of a great number of related questions, in
other words a choice between alternative political lines,
platforms, and programmes expressing in the last analysis
conflicting interests of different social classes and layers.
That is what parties represent.
The absence of
such overall orientations, far from giving large numbers of
people greater freedom of expression and choice, makes
government by assemblies and workers’ councils practically
impossible. Ten thousand people cannot vote on 500 alternatives.
If power is not to be transferred to demagogues or secret
pressure groups and cliques, there is need for free
confrontation among a limited number of structured and coherent
options, i.e., political programmes and parties, without
monopolies or prohibitions. This is what will make workers’
democracy meaningful and operative.
Furthermore,
the anarchist and "councilist" opposition to the
formation of political parties under the dictatorship of the
proletariat in the process of building socialism either: (a)
represents wishful thinking (i.e., the hope that the mass of the
toilers will abstain from the formation or support of groups,
tendencies, and parties with different political lines and
programmes), in which case it is simply utopian, for that will
not happen; or (b) it represents an attempt to prevent and
suppress the attempts by all those toilers who wish to engage in
political action on a pluralistic basis to do so. In that case
it can objectively favour only a process of bureaucratic
monopolisation of power, i.e., the very opposite of what the
libertarians want.
In many
centrist and ultra-left groupings a similar argument is
advanced, according to which the dispossession of the Soviet
proletariat from the direct exercise of political power was
rooted in the Leninist conception of a democratic centralist
organisation itself. They hold that the Bolsheviks’ efforts to
build a workers’ party to lead the working class in a
revolution inevitably led to a paternalistic, manipulative,
bureaucratic relationship between the party and the toiling
masses, which in turn led to a one-party monopoly of the
exercise of power after the victorious socialist revolution.
This argument
is unhistoric and based on an idealist concept of history. It is
also factually wrong. From a Marxist, i.e.,
historical-materialist point of view, the basic causes of the
political expropriation of the Soviet proletariat were material
and socio-economic, not ideological or programmatic. The general
poverty and backwardness of Russia and the relative numerical
and cultural weakness of the proletariat made the long-term
exercise of power by the proletariat impossible if the Russian
revolution remained isolated. That was the consensus not only
among the Bolsheviks in 1917-18 but among all tendencies
claiming to be Marxist. The catastrophic decline of the
productive forces in Russia as a result of the civil war,
foreign imperialist military intervention, sabotage by the
general pro-bourgeois technicians, etc., led to conditions of
extreme scarcity that fostered a growth of special privileges.
The same factors led to a qualitative weakening of the already
small proletariat. In addition, large portions of the political
vanguard of the class, those best qualified to fight the
capitalist class and the bureaucracy, died in the civil war or
left the factories to be incorporated massively into the Red
Army and the state apparatus.
After the
beginning of the New Economic Policy an economic upturn began,
but massive unemployment and continuous disappointment caused by
the retreats and defeats of the world revolution nurtured
political passivity and a general decline of mass political
activity of the toilers, extending to the soviets. The working
class was thus unable to stem the growth of a materially
privileged layer, which, in order to maintain its rule,
increasingly restricted democratic rights and destroyed the
soviets and the Bolshevik Party itself (while using its name for
its own purposes). These are the main causes of the usurpation
by a bureaucracy of the exercise of direct power and of the
gradual merger of the state apparatus, and the apparatus of
economic managers into a privileged bureaucratic caste.
Lenin, Trotsky,
other Bolsheviks, and later the Left Opposition, far from
favouring it, tried to fight the rise of the bureaucracy. The
weakening of the proletarian vanguard and not the "Leninist
theory of the party" made that fight unsuccessful. One can
argue that some measures taken by the Bolsheviks before
Lenin’s death - like the temporary banning of factions at the
Tenth Party Congress - might have contributed to that weakening.
"Banning
opposition parties leads to banning factions; banning factions
leads to a ban on thinking otherwise than the infallible leader.
The police-like monolithism of the party was followed by
bureaucratic impunity which in turn because the source of all
kinds of demoralisation and corruption." (Trotsky,
Revolution Betrayed.) But we are dealing here with secondary
causes.
The causes of
the bureaucratisation process were objective, material, economic
and social. They must be sought in the infrastructure of Soviet
society at the time, not in its political superstructure and
certainly not in a particular concept of the party. Far from
being a product of Bolshevism, the Stalinist bureaucracy had to
physically destroy the Bolshevik Party in order to establish its
totalitarian rule. The Bolshevik Party was an instrument of the
working class and an enemy of the bureaucracy. The political
strangling of the party preceded the total expropriation of the
working class.
On the other
hand, historical experience has confirmed that where a leading
or even highly influential revolutionary party is absent,
workers’ councils last shorter and not longer than they did in
Russia: Germany in 1918-19 and Spain in 1936-37 are the most
conspicuous examples not to mention Hungary in 1956 or Chile in
1973.
VI. The need
for a revolutionary vanguard party
The lack of
homogeneity of the working class, the unevenness of
consciousness of its different layers, the discontinuous
character of political and social activity of many of its
components, make the separate organisation of the most conscious
and permanently active elements of the working class in a
revolutionary vanguard party indispensable. This applies to the
needs of the class struggle under capitalism as well as after
the seizure of power by the working class. The irreplaceable
role of such a revolutionary vanguard party increases in those
conditions.
A strengthened
mass Leninist party must lead the workers in running a state and
building a new society, until capitalism has been uprooted on a
world scale and a classless society has been fully achieved. The
problems of options between various rhythms of economic growth,
various allocations of scarce economic resources, various
priorities to more rapid or slower increases of different forms
of individual and social consumption; the problems of rhythms of
reduction of social inequality; the problems of reduction of
defence of the workers state against bourgeois powers; of
building a mass revolutionary international to extend the
socialist world revolution; the problems of combating
prejudices, reactionary ideas and inequalities between sexes,
age groups, nationalities, and races, etc., inherited from the
past - all these problems essential to the transition period
between capitalism and socialism cannot be solved spontaneously.
They require the intervention of a party armed with the
revolutionary Marxist programme.
The role of the
revolutionary vanguard party during the dictatorship of the
proletariat will be essential, moreover, in the struggle against
the rise of material privileges and of bureaucratic layers
inside the dictatorship of the proletariat. To implement a
radical and revolutionary programme of socialist workers’
democracy such as the present one - a revolutionary vanguard
party of the working class is especially indispensable. It must
exercise its authority by free vote and political confidence
gained among the masses and not by administrative means.
The dialectical
combination of the free and democratic self organisation of the
toiling masses and of the political and programmatic
clarification and leadership by a revolutionary vanguard party
creates more favourable conditions for the conquest and the
continuous exercise of power by the working class itself.
In order to
prevent any abuse of power by a vanguard party leading the
working class under the dictatorship of the proletariat, the
following principles are adhered to by the Fourth International:
a) Fullest
internal democracy of the party itself, with full rights for
organising tendencies and a refusal to ban factions and
possibilities of public debates between them before party
congresses.
b) Broadest
possible links and interpenetration between the party and the
working class itself. A revolutionary workers’ vanguard party
can only efficiently lead the working class under the
dictatorship of the proletariat if it simultaneously enjoys the
political confidence of the majority of the workers and
organises in its ranks the great majority of the vanguard
workers.
c) Strict
suppression of any material privileges for party cadres or
leaders. No party leader, full-timer or member elected in any
leading position of the workers state, its economy or its other
social institutions, should receive a higher wage than the
average wage of a skilled worker.
d) No political
or ideological monopoly of the vanguard party in or control over
political or cultural activities. Adherence to the multi-party
principle.
e) Strict
separation of the party apparatus from the state apparatus.
f) Real
integration of the party in a revolutionary international and
acceptance of international comradely criticism by revolutionary
organisations of other countries. No control of the
international by any party or parties in power in given workers
state(s).
VII. A clear
stand on socialist democracy is necessary to win the proletariat
for the socialist revolution
The defence of
a clear and unequivocal programme of workers’ democracy is
today an indispensable part of the struggle against the
reformist leaderships that seek to inculcate bourgeois
democratic myths and illusions in the working class in the
imperialist countries. It is likewise indispensable in the
struggle against pro-capitalist illusions and anti-soviet
prejudices among various layers of rebels and oppositionists in
the bureaucratised workers states in the unfolding process of
the struggle for political revolution in these countries.
The disastrous
historical experiences of both fascism and other types of
reactionary bourgeois dictatorships in the capitalist countries
on the one hand, and the experience of the bureaucratic regimes
in the USSR, China, Eastern Europe or elsewhere on the other,
have aroused in the proletariat of both the capitalist countries
and the bureaucratised workers states a deep distrust of any
form of one-party system and of any restricting of democratic
rights after the overthrow of capitalism.
If the
revolutionary Marxists leave the slightest impression that under
the dictatorship of the proletariat the political freedoms of
the workers will be narrower than under bourgeois democracy -
including the freedom to criticise the government, to have
opposition parties and an opposition press - then the struggle
to overcome the propagators of parliamentary illusions will be
incommensurably more difficult, if not condemned to defeat. Any
hesitation or equivocation in this field by the revolutionary
vanguard will only help the reformist lackeys of the liberal
bourgeoisie to divide the proletariat and divert an important
sector of the class into the defence of bourgeois parliamentary
state institutions, under the guise of assuring democratic
rights,
It has been
argued that all the above arguments apply only to those
countries in which the wage-earning class already represents a
clear majority of the active population. It is true that where a
big majority of independent petty producers exists, the social
relationship of forces creates objective obstacles on the road
of a full flowering of socialist democracy and has objectively
contributed to the phenomenon of bureaucratisation of the
workers states. But it is necessary first to underline the
exceptional character of these experiences, which will not be
repeated even in most semi-colonial countries.
It is
necessary, secondly, to stress that these extreme forms of
bureaucratisation of workers states, even in backward countries,
were not simply results of unfavourable objective circumstances,
but also products of specific ideological and political
deformations of the CPs which had led the process of building
these states.
Inasmuch as a
growing number of semi-colonial countries are at present
undergoing processes of partial industrialisation, their
proletariat today is often already of much greater weight
relative to the active population than was the Russian
proletariat in 1917 or the Chinese proletariat in 1949. This
proletariat, through its own experience of struggle, will
speedily rise toward levels of consciousness and
self-organisation that will place the organisation of
soviet-type organs on the agenda from the beginning of a
revolutionary crisis (Chile was an illustration of this). In
that sense, and inasmuch as it is particularly applicable to the
political revolution in the bureaucratised workers states, the
Fourth International’s programme of workers-council democracy
as a basis for the dictatorship of the proletariat, in its basic
features, is a universal programme for world revolution, which
corresponds fundamentally to the social nature, historical
needs, and way of thinking and mass activity of the working
class itself. It is in no way a "luxury" reserved for
the workers of the "richest countries," while its
concrete application might suffer certain limitations because of
the excessively reduced weight of the working class in some
countries.
In the same way
it is necessary to make a clear conceptual and theoretical
distinction between institutions of bourgeois democracy - which
flourish essentially in imperialist countries, as a result of
the imperialist super-exploitation of hundreds of millions of
peasants and workers in colonial and semi-colonial countries and
dependent countries and the vicious repression of their most
elementary democratic rights - and institutions of proletarian
democracy, including their nuclei within bourgeois society,
which are the results of centuries-old struggles, sacrifices and
successes in self-organisation and the conquest of various
levels of class consciousness by the working class itself. The
former are condemned by history and will disappear. The latter
will grow and develop as never before during and after the
struggle for socialist world revolution, and during the whole
historical period of the building of world socialism.
It is obvious
that the healthy functioning of workers’ democracy presupposes
the generalisation of a minimum level of culture and
industrialisation in society. When social conditions are such
that a major part of the toiling population is illiterate, the
bureaucratic degeneration of the forms of rule is made easier.
This explains Lenin’s insistence, in his last writings, on the
need to raise the cultural level of the masses. The literacy
campaigns conducted in Cuba and Nicaragua are models that should
be followed.
Moreover, in
backward countries, during an initial phase, the dictatorship of
the proletariat may not follow proportional representation of
the different segments of the population. It may openly choose
to give added weight to the representation of the working class,
particularly in relation to the peasants, as the Soviet
Constitution of 1918 did.
VIII. Why
has this programme of socialist democracy not been widely
realised up till now?
The definition
of our ideas about the dictatorship of the proletariat is not
"normative". It is fundamentally programmatic. In that
sense, as with all programmatic positions of Marxism, they are
but the conscious expression of an objective historical
tendency, of an instinctive thrust of the working class under
conditions of revolutionary crisis. History strikingly confirms
that from the Paris Commune to the revolutionary explosions of
the recent years, through the experiences of the Russian and
Finnish revolution of 1905, of the Russian revolution of 1917,
of the German revolution of 1918-19, of the Austrian revolution
of 1918-19, of the Hungarian revolution of 1919, of the Italian
revolutionary upheaval of 1919-20, of the Spanish revolution of
1936, of the Chinese revolution of 1925-27, of numerous general
strikes in innumerable countries of practically all continents
including many colonial and semi-colonial countries, the working
class did manifest its tendency to generalised
self-organisation, to the setting up of workers’ councils or
similar bodies. We are firmly convinced that this historical
tendency - clearly understood and programmatically expressed by
Marx, Lenin, Trotsky and Rosa Luxemburg - will unfold itself in
revolutions of today and tomorrow even more than it did in
revolutions of yesterday.
Critics
counterpose to this general observation the fact that all
victorious social revolutions up to now have led to political
systems where power is exercised by minorities, by a single
party, even by the leadership apparatus of this party and not by
the toiling masses as a whole.
We do not
accept the argument that the delay in firmly and durably
establishing workers-council power - which did exist in Soviet
Russia for several years, latter-day historical falsifications
by both the bourgeoisie and the bureaucracy notwithstanding
would be due in any way to a congenital incapacity of the
proletariat to exercise political or (and) economic power as a
class, to its inherent weakness or fatal trend to delegate the
exercise of power to a privileged minority. The least one can
say is that such a conclusion is historically premature at this
stage - as it would have been premature to conclude, after the
first experiences of bourgeois revolutions, that bourgeois rule
was incompatible with universal franchise.
On the
contrary, the basic reason why workers-council power has been up
to now the exception and not the rule in the existing workers
states is closely linked with the very limited weight which the
proletariat has had in the establishment of these states - and
the weakness and even more extreme successive weakening of the
proletariat in Soviet Russia between 1917 and 1923.
The interaction
of a whole series of historical factors - the backwardness of
Russia, the isolation of the Russian revolution, the rise to
absolute power of the Soviet bureaucracy, the victory of the
Stalinist faction inside the Communist International, the
cumulative effects of defeats to a great extent due to this
"victory", the absence of an alternative revolutionary
leadership of the international proletariat, the possibility of
the traditional bureaucratic apparatuses to keep control over
the working class at the end of World War II, the fact that the
rise of the revolution essentially took the form of prolonged
rural guerrilla warfare, under leaderships influenced by
Stalinist ideology - led to a period in which new workers states
arose with a very reduced weight of the proletariat at their
birth, without proletarian forms of struggle and organisation.
In addition,
the low specific weight of the working class in countries like
China and Vietnam, and the special nature of the problems with
which the dictatorship of the proletariat was confronted in
these countries - problems of initial industrialisation and
initial increase of the agricultural productivity of labour, of
even greater scarcity and backwardness than in Russia - created
additional objective obstacles on the road to socialist
democracy.
As a result of
the interaction of all these factors, the dictatorship of the
proletariat was bureaucratic in these countries from its
inception. At no time did the working class directly exercise
political power there. But in the present period, after the
qualitative strengthening of the proletariat in a series of
workers states and semi-industrialised dependent capitalist
countries, the new rise of revolutionary struggles symbolised by
May 1968 in France and by the Portuguese revolution from
1974-1976, the rise of the political revolution in the
bureaucratised workers state (Czechoslovakia, Poland), the
weight of the proletariat in the real process of world
revolution is much larger today than it was in the period
1945-1968. And this is strikingly confirmed by the re-emergence
of general strikes, urban mass insurrections, and soviet-type
organs of self-organisation, in the main revolutionary upheavals
of the recent years, not only in Chile and Portugal but also in
Iran and Nicaragua.
Simultaneously,
after the inevitable delay of mass consciousness upon reality,
sectors of the world proletariat have now assimilated the real
nature of Stalinism (which they didn’t either in 1936 or
1945), and firmly reject "patterns" of
"dictatorship of the proletariat" similar to those of
the USSR. They do this not only in certain imperialist countries
but also in countries like Eastern Europe, China, Brazil etc.
Again, what our
programme of dictatorship of the proletariat based upon
workers-council democracy expresses is neither "abstract
norms" nor utopian wishful thinking but a real basic
historical trend, which, having been held down by the objective
and subjective results of two decades of defeats of world
revolution, now reasserts itself more and more powerfully.
We reject
likewise any concept that the workers-council power would be in
any way "impractical" as long as imperialism survives,
i.e., as long as the problems of self-defence of the victorious
proletarian revolution and of its international extension remain
central under the dictatorship of the proletariat. On the
contrary, we believe that workers-council democracy strengthens
the capacity of self-defence of the workers state, and
strengthens its power of attraction to the workers of the
capitalist countries, i.e., favours the struggle against
imperialism and for an international extension of the
revolution.
IX. In
response to dogmas of Stalinist origin
The ideology of
the ruling bureaucracy has been and remains essentially
pragmatic. But a certain number of theories and dogmas underpin
this ideology and they have an internal coherence which is
contradictory with revolutionary Marxist theory. This ideology
of the bureaucracy - of which the key idea is the rule of the
single party acting in the name of the working class - although
not always explicitly formulated can be synthesised as follows:
a) That the
"leading party" or even its "leading
nucleus" (the "Leninist Central Committee") has a
monopoly of political consciousness at the highest level, if not
a monopoly of knowledge at least at the level of the social
sciences, and is therefore guaranteed political infallibility
("the party is always right").
b) That the
working class, and even more the toiling masses in general, are
too backward politically, too much under the influence of
bourgeois and petty-bourgeois ideology and "imperialist
propaganda," too much inclined to prefer immediate material
advantages as against long-term historical interests, for any
direct exercise of state power by democratically elected
workers’ councils to be tolerable from the point of view of
"the interests of socialism." Genuine workers’
democracy would entail the risk of an increasing series of,
harmful, "objectively counter-revolutionary"
decisions, which would open the road to the restoration of
capitalism or at the very least gravely damage and retard the
process of building socialism.
c) That
therefore the dictatorship of the proletariat can be exercised
only by the "leading party of the proletariat," i.e.,
that the dictatorship of the proletariat is the dictatorship of
the party, either representing an essentially passive working
class, or actively basing itself on the "class struggle of
the masses," who are nevertheless considered unworthy,
unwilling, or incapable of directly exercising state power
through institutionalised organs of power.
d) That since
the party, and that party alone, represents the interests of the
working class, which are considered homogeneous in all
situations and on all issues, the "leading party"
itself must be essentially monolithic. Any opposition tendency
necessarily reflects alien class pressures and alien class
interests in one form or another (the struggle between "two
lines" is always a "struggle between the proletariat
and the bourgeoisie inside the party," the Maoists
conclude). Monolithic control of all spheres of social life by
the single party is the logical outcome of these concepts.
Direct party control must be established overall sectors of
"civil society."
e) A further
underlying assumption is that of an intensification of the class
struggle in the period of building socialism (although this
assumption alone does not necessarily lead to the same
conclusion, if it is not combined with the previous ones). From
that assumption is deduced the increasing danger of restoration
of bourgeois power even long after private property in the means
of production has been abolished, and irrespective of the level
of development of the productive forces. The threat of bourgeois
restoration is often portrayed as a mechanical outcome of the
victory of bourgeois ideology in this or that social, political,
cultural, or even scientific field. In view of the extreme power
thereby attributed to bourgeois ideas, the use of repression
against those who are said to objectively represent these ideas
becomes a corollary of the argument.
All these
assumptions and dogmas are unscientific from a general Marxist
point of view and are untenable in the light of real historical
experience of the class struggle during and after the overthrow
of capitalist rule in the USSR and other countries. Again and
again, they have shown themselves to be harmful to the defence
of the proletariat’s class interests and an obstacle to a
successful struggle against the remnants of the bourgeoisie and
of bourgeois ideology.
But inasmuch as
they had become nearly universally accepted dogmas by the CPs in
Stalin’s time and undoubtedly have an inner consistency -
reflecting the material interests of the bureaucracy as a social
layer and an apology for its dictatorial rule - they have never
been explicitly and thoroughly criticised and rejected by a CP
since then. These concepts continue to linger on, at least
partially, in the ideology of many leaders and cadres of the CPs
and SPs, i.e., of the bureaucracies of the labour movement. They
continue to constitute a conceptual source for justification of
various forms of curtailment of democratic rights of the toiling
masses.
It should be
noted that organisations ’other than those inspired by
Stalinism put forward similar conceptions in this regard,
justifying at least partially similar practices in their own
ranks. This makes it all the more necessary to stress that all
this is absolutely contrary to the teaching of Lenin and
Trotsky, not to mention Marx and Engels, and of our historical
movement. A clear and coherent refutation of these conceptions
and of the practices which they motivate, is therefore
indispensable to the defence of our programme of socialist
democracy.
First: the idea
of a homogenous working class exclusively represented by a
single party is contradicted by all historical experience and by
any Marxist analysis of the concrete growth and development of
the contemporary proletariat, both under capitalism and after
the overthrow of capitalism. At most, one could defend the
thesis that the revolutionary vanguard party alone
programmatically defends the long-term historical interests of
the proletariat, and its immediate overall class interests as
opposed to sectoral interests of national, regional, local,
special sectors or skill, over-privileged, etc., interests. But
even in that case, a dialectical-materialist approach, as
opposed to a mechanical-idealist one, would immediately add that
only insofar as the party actually conquers political leadership
over the majority of the workers can one speak of a real, as
opposed to a simply ideal (literary) integration of immediate
and long-term, of sectoral and class interests having been
achieved in practice, with the possibilities for errors much
reduced. Furthermore, this in no way excludes that on particular
questions this party can be wrong.
In fact, there
is a definite, objectively determined stratification of the
working class and of the development of working class
consciousness. There is likewise at the very least a tension
between the struggle for immediate interests and the historical
goals of the labour movement (for example the contradiction
between immediate consumption and long-term investment in a
workers state). Precisely these contradictions, rooted in the
legacy of uneven development of bourgeois society, are among the
main theoretical justifications for the need of a revolutionary
vanguard workers’ party, as opposed to a simple
"all-inclusive" union of all wage-earners in a single
organisation. But this again implies that one cannot deny that
different parties, with different orientations and different
ways of approaching the class struggle between capital and
labour and the relations between capital and labour and the
relations between immediate demands and historical goals, can
arise and have arisen within the working class and do genuinely
represent sectors of the working class (be it purely sectoral
interests, privileged sectors, results of ideological pressures
of alien class forces, etc.).
Nor can it be
excluded that several revolutionary parties might arise in a
single country, whose differences might not be settled by a
fusion before the revolution, a situation which would lead to
the need to seek to form a more or less tightly knit front of
these parties that would try to determine their political action
in common.
Second: a
revolutionary party with a democratic internal life does have a
tremendous advantage in the field of correct analysis of
socio-economic and political developments and of correct
elaboration of tactical and strategic answers to such
developments, for it can base itself on the body of scientific
socialism, Marxism, which synthesises and generalises all past
experiences of the class struggle as a whole. This programmatic
framework for its current political elaboration makes it much
less likely than any other tendency of the labour movement, or
any unorganised sector of the working class, to reach wrong
conclusions, premature generalisations, and one-sided and
impressionistic reactions to unforeseen developments, to make
concessions to ideological and political pressures of alien
class forces, to engage in unprincipled political compromises,
etc.
However there
are no infallible parties. There are no infallible party
leaderships, or individual party leaders, party majorities,
"Leninist central committees," etc. The Marxist
programme is never a definitely achieved one. No new situation
can be comprehensively analysed in reference to historical
precedents. Social reality is constantly undergoing changes. New
and unforeseen developments regularly occur at historical
turning points. The phenomenon of imperialism after Engels’s
death was not analysed by Marx and Engels. The delay of the
proletarian revolution in the advanced imperialist countries was
not foreseen by the Bolsheviks. The bureaucratic degeneration of
the first workers state was not incorporated in Lenin’s theory
of the dictatorship of the proletariat. The emergence after
World War II of many workers states (albeit with bureaucratic
deformations from the start) following revolutionary mass
struggles not led by revolutionary Marxist leaderships
(Yugoslavia, China, Vietnam) was not foreseen by Trotsky, etc.
No complete, ready-made answer for new phenomena can be found in
the works of the classics or in the existing programme.
Furthermore,
new problems will arise in the course of the building of
socialism, problems for which the revolutionary Marxist
programme provides only a general framework of reference but no
automatic source of correct answers. The struggle for correct
answers to such new problems implies a constant interaction
between theoretical-political analysis and discussions and
revolutionary class practice, the final word being spoken by
practical experience. Under such circumstances, any restriction
of free political and theoretical debate spilling over to a
restriction of free political mass activity of the proletariat,
i.e., any restriction of socialist democracy, will constitute an
obstacle to the revolutionary party itself arriving at correct
policies. It is therefore not only theoretically wrong but
practically ineffective and harmful from the point of view of
successfully advancing on the road of building socialism.
One of the
gravest consequences of a monolithic one-party system, of the
absence of a plurality of political groups, tendencies, and
parties, and of administrative restrictions being imposed on
free political and ideological debate, is the impediments such a
system erects on the road to rapidly correcting mistakes which
can be committed by the government of a workers state. Mistakes
committed by such a government, like mistakes committed by the
majority of the working class, its various layers, and different
political groupings, are by and large unavoidable in the process
of building a classless, socialist society. A rapid correction
of these mistakes, however, is possible in a climate of free
political debate, free access of opposition groupings to mass
media, large-scale political awareness and involvement in
political life by the masses, and control by the masses over
government and state activity at all levels.
The absence of
all these correctives under a system of monolithic one-party
government makes the rectification of grave mistakes all the
more difficult. The very dogma of party infallibility on which
the Stalinist system rests puts a heavy premium both on the
denial of mistakes in party policies (search for
self-justification and for scapegoats) and on the attempt to
postpone even implicit corrections as long as possible. The
objective costs of such a system in terms of economic losses, of
unnecessary, i.e., objectively avoidable sacrifices imposed upon
the toiling masses, of political defeats in relation to class
enemies, and of political disorientation and demoralisation of
the proletariat, are indeed staggering, as is shown by the
history of the Soviet Union since 1928. To give just one
example: the obstinate clinging to erroneous agricultural
policies even on detailed questions such as purchasing prices
for certain agricultural products by Stalin and his henchmen
after the catastrophe caused by the forced collectivisation of
agriculture - which can of course be explained in terms of the
specific social interests of the Soviet bureaucracy at that time
- has wreaked havoc with the food supply of the Soviet people
for more than a generation. Its negative consequences have not
been eliminated to this day, nearly fifty years later. Such a
catastrophe would have been impossible had there been free
political debate over alternative economic and agricultural
policies in the USSR.
Third: the idea
that restricting the democratic rights of the proletariat is in
any way conducive to a gradual "education" of an
allegedly "backward" mass of toilers is blatantly
absurd. One cannot learn to swim except by going into the water.
There is no way masses can learn to raise the level of their
political awareness other than by engaging in political activity
and learning from the experience of such activity. There is no
way they can learn from mistakes other than by having the right
to commit them. Paternalistic prejudices about the alleged
"backwardness" of the masses generally hide a
conservative petty-bourgeois fear of mass activity, which has
nothing in common with revolutionary Marxism. The bureaucracy is
in deadly fear of socialist democracy, not for
"programmatic" reasons, but because that form of
government is incompatible with its material privileges, not to
say its power. Marxists favour the fullest possible flowering of
socialist democracy because they are convinced that any
restriction of political mass activity, on the pretext that the
masses would make too many mistakes, can only lead to increasing
political apathy among the workers, i.e., to paradoxically
reinforcing the very situation which is said to be the problem.
Fourth: under
conditions of full-scale socialisation of the means of
production and the social surplus product, any long-term
monopoly of the exercise of political power in the hands of a
minority - even if it is a revolutionary party beginning with
the purest of revolutionary motivations - runs a strong risk of
stimulating objective tendencies toward bureaucratisation. Under
such socio-economic conditions whoever controls the state
administration thereby controls the social surplus product and
its distribution. Given the fact that economic inequalities will
still exist at the outset, particularly but not only in the
economically backward workers states, this can become a source
of corruption and of the growth of material privileges and
social differentiation. "The conquest of power changes not
only the relations of the proletariat to other classes, but also
its own inner structure. The wielding of power becomes the
speciality of a definite social group, which is the more
impatient to solve its own ’social problem’ the higher its
opinion of its own mission." (Leon Trotsky, The Revolution
Betrayed, p. 102.)
Thus, there is
an objective need for real control over decision making to rest
in the hands of the proletariat as a class, with unlimited
possibilities to denounce pilferage, waste, and illegal
appropriation and misuse of resources at all levels, including
the highest ones. No such democratic mass control is possible
without opposition tendencies, groups, and parties having full
freedom of action, propaganda, and agitation, as well as full
access to the mass media, as long as they are not engaged in
armed struggle to overthrow workers’ power.
Likewise,
during the transition period between capitalism and socialism,
and even in the first phase of communism, it is unavoidable that
forms of social division of labour will survive, as well as
forms of labour organisation and labour processes totally or
partially inherited from capitalism, that do not enable a full
development of all the creative talents of the producers. These
handicaps cannot be neutralised by indoctrination, moral
exhortation, or periodic "mass criticism campaigns" as
the Maoists contend, and still less by mystifying expedients
like having cadres or leaders work a few days a month or a week
as manual labourers. These objective obstacles on the road to
the gradual emergence of truly socialist relations of production
can be prevented from becoming powerful sources of material
privileges only if the mass of the producers (in the first place
those likely to be the most exploited, the manual workers) are
placed in conditions such that they can exercise real political
and social power over any functionally privileged layer. The
radical reduction of the work day, the fullest soviet democracy,
and full educational opportunities for rapidly raising the
cultural level of all workers are the key conditions for
attaining this goal.
To protect
itself against the professional risks of power, the
revolutionary party will have to reject its members accumulating
positions in the state apparatus and positions in the leadership
of the party.
The present
conditions in the bureaucratised workers states, which make the
problem of advancing proletarian democracy difficult, would of
course be altered qualitatively if (or when) either of the two
following developments occur, or even more if they occur
together: (1) A socialist revolution in one or more industrially
advanced capitalist countries. Such a revolution would itself
give enormous impulsion to the struggle for democratic rights
throughout the world and would immediately open the possibility
of increasing productivity on an immense scale, eliminating the
scarcities that are the root cause of the entrenchment of a
parasitic bureaucracy, as explained above. (2) A political
revolution in the bureaucratically deformed or degenerated
workers states, particularly in the Soviet Union or the
People’s Republic of China. This would likewise signify an
upsurge of proletarian democracy with colossal repercussions
internationally, besides putting an end to the bureaucratic
caste and its concept of building "socialism in one
country".
Following a
political revolution, common economic planning among all the
workers states would become realisable, thus assuring a leap
forward in productivity that would help remove the economic
basis of parasitic bureaucratism.
Finally, it is
true that there is no automatic correlation or simultaneity
between the abolition of capitalist state power and private
property in the means of production and the disappearance of
privileges in the field of personal wealth, cultural heritage,
and ideological influence, not to speak of the disappearance of
all elements of commodity production. Long after bourgeois state
power has been overthrown and capitalist property abolished,
remnants of petty commodity production and the survival of
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